Compliance Assistant | Bryanston
Are you detail-oriented, principled, and driven by structure? Join a dynamic investment firm in Bryanston as a Compliance Assistant, where your precision and integrity will play a vital role in maintaining our commitment to regulatory excellence. This is more than a support role — it's a key function in ensuring robust compliance and seamless client onboarding.
Key Responsibilities:
- Manage end-to-end onboarding processes for new investment clients.
- Collect and compile all necessary FICA documentation.
- Pre-populate and prepare client agreements.
- Assist with preparing bi-annual client portfolio review packs.
- Maintain organised digital and physical filing systems for client records.
- Provide general administrative support as required by management or directors.
- Matric (Grade 12)
- 3–5 years’ experience in a compliance or administrative support role within financial services
- Strong mathematical ability
- Proficient in Microsoft Office (Outlook, Word, Excel, PowerPoint)
- Excellent written and verbal communication skills
- Meticulous attention to detail
- Ability to manage deadlines and work well under pressure
- Strong organisational and record-keeping abilities
- Demonstrated integrity, accountability, and a proactive mindset
- Willingness to learn and grow within the role
- Bachelor of Commerce, Financial Diploma, or related tertiary qualification
